Insider Information – ASX-Listed Companies – Part 2 (Penalties & Regulatory Powers) (AU)
Insider trading is not a victimless crime. It can have far-reaching consequences for companies and the market overall. It also attracts serious penalties.
Aimed at workers at ASX-listed companies, this course explains the penalties for committing insider trading and Australian Securities and Investment Commission’s (ASIC) role in monitoring financial market misconduct. It is part of a series that contains videos and case studies based on factual insider trading breaches.
- Penalties for insider trading
- ASIC’s strategic role in regulating market conduct
- Factors taken into account when sentencing