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Course catalog / Compliance edition for ANZ / Insider Information – ASX-Listed Companies – Part 2 (Penalties & Regulatory Powers) (AU)

Insider Information – ASX-Listed Companies – Part 2 (Penalties & Regulatory Powers) (AU)

Insider trading is not a victimless crime. It can have far-reaching consequences for companies and the market overall. It also attracts serious penalties.

Aimed at workers at ASX-listed companies, this course explains the penalties for committing insider trading and Australian Securities and Investment Commission’s (ASIC) role in monitoring financial market misconduct. It is part of a series that contains videos and case studies based on factual insider trading breaches.

Find out more
insider information asx course australia
  • Penalties for insider trading
  • ASIC’s strategic role in regulating market conduct
  • Factors taken into account when sentencing
Course length
7 minutes
Collection
Risk and Governance
Language
English
Country/Region
AU

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