Insider Information – ASX-Listed Companies – Part 3 (Further Requirements)
Using insider information for personal gain is not just ethically wrong. It’s also fraudulent. Thankfully, there are rules and guidelines to help ASX-listed companies prevent insider trading.
Aimed at workers at ASX-listed companies, this course explains the key Listing Rules and Corporate Governance Principles which impact on various roles within an ASX-listed company. It also looks more in depth at the requirements of a trading policy for an ASX-listed company, as these apply more broadly to all employees.
This course is part of a series that contains videos and case studies based on factual insider trading breaches.
- The purpose of a trading policy
- Policy requirements for ASX-listed companies
- How to raise concerns
- Reporting obligations